regions bank chief compliance officer
In this new environment, CCOs must be prepared to ex to four distinct models: strategic business advisor, culture and ethics steward, tech and analytics champion, and an aligned assurance forger. Head of Commercial Banking. Ritter is involved in several community organizations, including serving on the board of directors of Leadership Birmingham and the Birmingham Museum of Art and on the board of trustees for Tuskegee University. Senior Executive Vice President Senior Executive Vice President William E. Horton Regions has a demonstrated commitment to creating more inclusive prosperity, and I am excited to bring my skills and experience in support of the banks important work.. Head of Corporate Responsibility and Community Engagement. In recent years, Regions has been recognized for our focus on doing right by all of our stakeholders. By clicking the "" button, you are agreeing to the In this role, his primary focus was in providing audit and business advisory services to publicly and privately held companies, particularly commercial banks in the southeastern United States. At its core, its about having a strong framework that guides business decisions and, in turn, benefits not only the customers of a company but also the people and businesses who make up the communities where a company does business. He is a former member of the board of directors for the Public Affairs Research Council of Alabama, McWane Science Center, the Alabama Symphony and Innovation Depot. Chief Governance Officer and Assistant Corporate Secretary. Additional information about Regions and its full line of products and services can be found at www.regions.com. Prior to assuming his current role in 2011, Ritter served as president for the Central Region, overseeing banking operations in Alabama, Georgia and South Carolina. Boots Gale, III is general counsel and corporate secretary for Regions. Nix commits much of his time to community engagement and professional organizations. Galvanized by the 2018 scandal at a tiny branch in Estonia, the Copenhagen-based bank is about half-way through a revamp of its financial crimes controls, according to its new chief compliance officer Gartner Terms of Use Keenan earned a bachelors degree in Political Science from Furman University. She earned her Juris Doctorate from Seton Hall University School of Law and her Master of Laws in Taxation from New York University School of Law. Senior Executive Vice President To ensure the most secure and best overall experience on our website, we recommend the latest versions of. In his previous roles at Truist, he served as head of Digital and Contact Center Banking and head of Enterprise Technology Strategic Services. Chief Risk Officer. Owen joined Regions in 2007 as head of Operations and Technology, where he served until 2009 when he was named head of the banks Consumer Services Group. Innovation. Experience. Leadership. Regions Bank Names Dan - Yahoo! Abrahams is also the President of the Regions Foundation, which is among the top 100 corporate sponsored foundations (based on endowment size). Bank compliance officers evaluate policies/procedures and ensure they . Hope Mehlman joined Regions in 2006 and serves as the chief governance officer, assistant corporate secretary, and assistant general counsel. C. Matthew Lusco Turner leads all finance operations, including financial systems, investor relations, corporate treasury, corporate tax, management planning and reporting, accounting, and mergers and acquisitions. Owen also leads the Steering Team for the Simplify and Grow strategic priority focused on making banking easier for customers and associates, streamlining the companys organizational structure, accelerating revenue growth, and improving efficiency. and Deputy Chief Compliance Officer - Retail Broker-Dealer The solution? He serves on the Public Affairs Research Council of Alabama, A Plus Education Foundation and Infirmary Health System boards. He later moved into human resources roles in the areas of recruitment, associate relations, and organizational development. Officers & Directors | Renasant Corporation Personal Business Mortgage Locations Officers & Directors Corporate Overview News & Market Data Stock Information SEC Filings Annual Reports ESG Corporate Governance IR Resources Board of Directors Executive Officers A bank that understands you. Andrews experience and insights will help us build on these accomplishments. Privacy Policy. Privacy Policy. Most recently, he held the position of South Region President, overseeing banking operations for Alabama, Mississippi, South Louisiana and the Florida Panhandle. Brett D. Couch Nix will report to Tara Plimpton, chief legal officer for the bank. He served as head of Mortgage Banking, Business Banking and the Community Banking segment of Regions Business Services Group prior to his role as the North Central Alabama Area President. He serves on the boards of Tennessee Bankers Association, Regions Foundation of Tennessee, the Vanderbilt/Owen School Board of Visitors, Nashville Convention and Visitors Bureau, the Woodward-Hines Foundation, and Mississippi Valley Title and Mississippi College Board of Trustees. In this role, his primary focus was in providing audit and business advisory services to publicly and privately held companies, particularly commercial banks in the southeastern United States. Head of Consumer Banking Group. In addition, Nolan oversees competitive and strategic analysis. Effective July 2, 2018, Turner became the chief executive officer and was appointed to Regions board of directors. Plimpton also served as General Counsel to several GE divisions, including Transportation and Energy. Gartner Terms of Use Bank compliance officers are responsible for conducting audits and inspections to ensure a bank adheres to set internal and external laws. His responsibilities include partnering with technology, operations, line of business and support leaders across the enterprise to deliver solutions that meet the emerging digital needs of customers and associates. Plimpton was recognized earlier this year by the Birmingham Business Journal as a 2022 Leader in Diversity. Before joining Regions, Turner was named president of Whitney National Bank and Whitney Holding Corporation in 2008 and was elected to the bank and holding company boards of directors. BIRMINGHAM, Ala., May 04, 2022--Regions Bank announced Dan Massey will join the company as Chief Enterprise Operations and Technology Officer. She also serves as vice president and program chair for the Southeastern Chapter of the Society for Corporate Governance. For Bank Chief Risk Officers, No Room for Error in Compliance Cheatham graduated from Auburn University with a bachelors degree in accounting. Most recently, Danella served as Head of Private Wealth Management. (Photo: Business Wire). He joined Regions in 2011 as president of the South Region, leading banking operations in Alabama, Mississippi, South Louisiana and the Florida Panhandle. Regions does not monitor the linked website and has no responsibility whatsoever for or control over the content, services or products provided on the linked website. Raber earned an MBA in Finance from Kent State University and a bachelors degree in International Studies/Economics from the University of North Carolina. Key categories include service provider risk management, strategic sourcing, sourcing operations, supplier relationship management and payments. Abrahams previously served with SunTrust Bank as President and CEO of the companys Hampton Roads region in Virginia and held roles as the retail banking executive and central group retail line of business leader. She is a member of the Board of Directors of the Council of Institutional Investors (CII) and serves on its Policies Committee. Scott Peters serves as the head of Regions Consumer Banking Group, which is comprised of the Retail Bank, Mortgage, and Indirect Lending and Partnerships. Fournier J. Gale, III Before joining Regions, Danella served for 13 years as vice president for Capital Group Companies, a global wealth management organization managing more than $1.7 trillion in assets, in various leadership roles in sales, strategy, client services and marketing. Effective July 2, 2018, Turner became the chief executive officer and was appointed . Are Not Insured by Any Federal Government Agency, Are Not a Condition of Any Banking Activity. Head of Strategic Planning & Corporate Development. Senior Executive Vice President Community Affairs is comprised of Community Relations, Community Development, Disability Services & Outreach, and Service Members & Veterans Affairs. Prior to joining Regions, Owen was chief executive officer of Assurant Specialty Property, a Fortune 500 company based in Atlanta. In that role, he was responsible for all aspects of consumer credit and deposit product marketing and product development for Citibanks U.S. retail bank. He was named president in December 2017. He leads the companys executive leadership team. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Before joining Regions in 2022, Massey spent almost 30 years at Truist Bank and its predecessor companies, including SunTrust Bank, primarily in roles focused on technology, operations, and transformation. David Turner serves as Regions chief financial officer and is a member of the Regions Executive Leadership Team. Couch also has held various leadership positions with AmSouth, including West Florida president, Mississippi president, head of Business Banking, manager of Credit Review and commercial sales manager. In her position as chief governance officer, Mehlman advises the Board of Directors and executive management on emerging and leading governance practices, as well as matters related to Environmental, Social, and Governance (ESG). Regions Investment Solutions, 250 Riverchase Parkway East, Hoover, AL 35244. A Guide for New-to-role Chief Compliance Officers (CCO) - Gartner Commercial Banking includes clients with revenues between $1MM and $250MM. Dan Massey serves as Regions Chief Enterprise Operations and Technology Officer and is a member of the companys Executive Leadership Team. Prior to assuming her current role, she was named associate director of investor relations in 2010. She also served in various positions with Scotiabank, including senior vice president of retail lending, vice president of credit risk management, and director of underwriting and collections. He is a member of the banks Executive Leadership Team. Bill Ritter serves as Head of the Wealth Management group at Regions. From 1986 to 1988, Lusco worked in the Office of the Comptroller of the Currency's Office of the Chief Accountant in Washington, D.C. where he worked with OCC representatives and counterparts at the FDIC and Federal Reserve in policy development and in interpreting accounting and regulatory issues. He is a member of Regions Executive Leadership Team. Senior Executive Vice President Regions Bank Names Scott Peters as Chief Transformation Officer; Kate The Chief Compliance Officer | Deloitte US Misra also served as senior director of Business Intelligence & Strategy for KBToys.com and began his career as an assistant professor of Computer Science at the Colorado School of Mines. He also was Chief Knowledge Officer/Chief Science Officer for Cognilytics, Inc., a company he co-founded that was subsequently acquired by CenturyLink. Ritter earned a bachelors degree in economics from Vanderbilt University and is a graduate of the Stonier School of Banking at Georgetown. Senior Executive Vice President Prior to joining Regions, Ms. Mehlman was a partner in the Corporate/Securities and Banking/Financial Services practices at the law firm of Adams and Reese, LLP. Gartner Terms of Use Chief Risk Officer. President and Chief Executive Officer of Regions Financial Corporation. He serves on the boards of Tennessee Bankers Association, Regions Foundation of Tennessee, the Vanderbilt/Owen School Board of Visitors, Nashville Convention and Visitors Bureau, the Woodward-Hines Foundation, and Mississippi Valley Title. Prior to assuming his current duties in 2018, Couch previously served as East Region president where he was responsible for banking operations in Florida, Georgia, East Tennessee, North Carolina, and South Carolina. First Horizon Bank. Misra is responsible for overseeing the company's data strategy and enterprise data . Senior Executive Vice President C. Ward Cheatham Nolan serves on the board of Regions Foundation and is chair of the finance and audit committee. Lusco joined Regions in 2011, bringing over 30 years of audit, accounting and risk management expertise in a wide range of institutions. Smithy holds a Bachelor of Science degree in finance from the University of Florida and a Masters of Business Administration degree from the University of North Carolina at Charlotte. Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs. Throughout his career at Regions, which he started in 1993, Ritter has served in several management positions, including North Central Alabama area executive and commercial banking executive with management responsibility for commercial middle market, corporate banking and public, institutional and not for profit activity. President, Regions Foundation. Owen also was senior vice president of global systems development for Citicorp Credit Services, chief information officer of North American operations for Arrow Electronics and senior vice president of technology for American Airlines. Before joining KPMG, Lusco was with Arthur Andersen's Birmingham, Alabama, office from 1989 to 2002 and was managing partner from 1996 to 2002. Executive Vice President Nixs previous legal experience also includes work for Bradley Arant Boult Cummings LLP and Lightfoot Franklin & White LLC. Looking at the corporate landscape of the future, CCOs will need to have even greater management skills equipped to deal with changing global markets and the shifting legal requirements for organizations to fulfill their required compliance vital for business growth and corporate strategy.